Regulatory & Compliance

Regulatory & Compliance

Our Founder has advised multiple listed entities on complex regulatory-triggered transactions, including open offers arising from change of control, restructuring of promoter holdings, schemes of arrangement, and court sanctioned restructurings.

  • Compliance under SEBI Regulations
  • Disclosure obligations and public announcements
  • Takeover Code advisory
  • Buy-back regulations
  • Insider trading & governance policies
  • ESOPs and RSU Schemes
  • Drafting and structuring complex scheme of arrangements
  • Demerger and amalgamation transactions
  • Creation of pure-play entities across sectors
  • Court approvals and regulatory filings

Our Founder’s restructuring experience includes assisting large industrial groups that are seeking to either consolidate similar business or demerge separate business verticals into independent value-driven entities.

  • Education sector compliance under UGC and state university regulations
  • Deemed universities / private university or UGC framework for Foreign Universities to set up Campuses and operations in India
  • Regulations and framework for K-12 sector, governance structures & regulatory compliances for affiliation viz CBSE, ICSE, IB, Cambridge, RTE and State fee regulations.